Literature

Welcome to the Novia Global literature library. 

Here you can print, view or download literature on our products and services. Please click on the relevant link below for the literature you require.

Key Platform Information and Helpful Documents:

• Client Brochure - An introductory guide to the Novia Global platform.
• Terms & Conditions - Information on our Terms & Conditions
• Key Facts Document - Straightforward information on the main features of the Novia Global service and the Products we offer.
• Investor Protection and Asset Security - Information on our processes and procedures to protect client assets.
• The Client Portal - further information on our secure client website.
  

SIPP

• Brochure - A guide to the UK SIPP
• Key Features - Straightforward information on the main features of the SIPP.
• Income Tax Guide - our guide to assist advisers and their international clients by providing an overview of the key elements to consider when it comes to SIPPs and the taxation of retirement income.
• Data Capture Form
• Regular Income Drawdown Form
• Regular Income Drawdown - Guide for Advisers
• Nomination / Expression of Wish

ISA

• Key Features - Straightforward information on the main features of the ISA.
• Data Capture Form
• Isa Guide for Expatriates

User Guides

• Submitting new business and AML documentation - the process for submitting new business onto the platform, including the submission of client anti-money laundering documentation.
• How to Top-Up an Existing Account - the process of submitting a top-up payment to an existing account.
• How to Buy Funds - the process for purchasing new funds and investments
• How to Process a Withdrawal - the process for requesting a withdrawal from an existing account
• Client Reporting: The Options Available - the variety of client reporting that is available through the Novia Global platform
• How to process a Benefit Crystallisation Event
• Benefit Crystallisation Event application checklist
• How to process an Ad Hoc income payment
• Investment Governance Service
• SIPP AML Guidance Document

Support Literature

• Testimonials - what you are saying about us
• Case Study - we speak to Dominic Murray of Cameron James
• Case Study - we speak to Sam Barber of SJB Global
  
• Understanding your statement - Q&A regarding the Ex-Post statement
• Regular Savings Instruction - Please complete this form to setup a Regular Savings Instruction
  
• Red and Amber flags

Consumer Duty

• Consumer Duty Fair Value Assessment
• Target Market Statement - General Investment Account
• Target Market Statement - SIPP
• Target Market Statement - Stocks & Shares ISA

Policies

• Best Execution - Our policy to help ensure we take reasonable steps to obtain the best possible result when executing orders. 
• Conflicts of Interest - Information on our key policy.
• Privacy Policy - Information on our key policy.
• Complaints Policy - Information on our complaints policy and process.

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