Platform due diligence
Due diligence is a critical point of any platform adviser relationship. Below you can find further information on all of the key platform information.
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Information Pack
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Investor Protection and Asset Security
When advising clients, financial intermediaries need to consider the risks to their client’s money (cash and cash deposits) and assets (eg: funds, stocks and shares). This document considers the risks that clients face when investing through the Novia Global Wealth Management Service and how these are minimised or mitigated.